Brian D. Williams MBA, CMFC®

Managing Principal

Brian Williams has over 20 years’ experience in the financial services industry on both the retail and institutional side of the business. He maintains his Series 7, 6, 63, and 65 securities registrations with LPL Financial and is licensed for life insurance and long-term care insurance. Brian also holds the CMFC® designation through the College for Financial Planning. 

Brian received his BS in Business Administration from the Sigmund Weis School of Business at Susquehanna University in Selinsgrove, Pennsylvania. He also received his MBA in Finance and Accounting from the Anderson College of Business at Regis University in Denver, Colorado. Brian is an active member of the Susquehanna University Soccer Alumni Association and The Optimist Club of Monaco South.

Brian previously served on the Advisory Board of the non-profit organization, Soccer Without Borders, Board of Directors of The Optimist Club of Monaco South and Colorado Financial Planning Association. In addition, Brian has been published in both local and national publications.

In his free time he enjoys golfing, soccer, traveling, and spending time with his family. He lives in Denver with his wife and two children.

Gloria Rotner

Administrative Assistant

Gloria Rotner began her investment industry career in 1999 with Morgan Stanley Dean Witter in Boulder, Colorado and has extensive experience in managing and servicing many types of investment accounts and insurance products. 

Gloria maintains her FINRA Series 7, Series 63, and Series 65 securities registrations through LPL Financial and was a financial advisor with LPL for five years.  Since 2011 Gloria has been an LPL Registered Administrative Assistant.  She is very familiar with LPL systems, and is enthusiastic to accommodate your service requests.

Gloria has been a licensed insurance agent since 2000, worked for a MassMutual regional office, and is very knowledgeable about the many intricate details of annuities and life insurance and how to properly service them.  

Gloria has attended Colorado Christian University, Community College of Denver, and Westmoreland County Community College.  At Laramie County Community College, she was the instructor of a class offered to the public as part of the Life Enrichment Program.

Gloria is a native of Pennsylvania and relocated to the Rocky Mountain Region in 1985.  She and her husband live in a remote area and enjoy a country lifestyle.